Exam Prep Mastery Exams

FIRE Solutions offers Mastery Exams for the Series 6, 7, 9, 63, 65 and 66. These exams are designed to test your overall mastery of the concepts tested on the securities exams. They closely replicate the actual exam experience in terms of content, format, requirements and difficulty. Passing our exams with a first attempt average greater than or equal to the securities exam passing score requirement will be a true indicator of preparedness. Each exam allows the student (2) attempts.

Please note that FIRE's "No Pass No Pay" refund policy applies only to the full course, not to the Mastery Exams product.

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Exam Prep Mastery Exams

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Course Title Price
Mastery Exam: Series 6: Investment Company Products - Variable Contracts Limited Representative
The Series 6 exam - the Investment Company and Variable Contracts Products Representative Qualification Examination (IR) - evaluates an entry-level representative's proficiency to perform duties as an investment company and variable contracts products representative. This exam comprises 100 scored questions with an additional 5 unscored "pretest" questions. Applicants have two-hours and 15-minutes to complete the exam. The passing score is 70%.
The Series 6 Test Bank includes (3) 100 question exams that are timed. Each exam allows (2) attempts.
$49.99
Mastery Exam: Series 7: General Securities Representative
The Series 7 exam - the General Securities Representative Qualification Examination (GS) - evaluates an entry-level registered representative's proficiency to perform duties as a general securities representative. This exam comprises 250 scored questions with an additional 10 unscored "pretest" questions. Applicants have six-hours to complete the exam - conducted in two three-hour sessions comprising 130 questions per session. The passing score is 72%. The Series 66 or 63 and 65 exam(s) typically follow this exam.
The Series 7 Test Bank includes (4) 125 question exams that are timed. Each exam allows (2) attempts.
$49.99
Mastery Exam: Series 9: General Securities Sales Supervisor
The Series 9 exam — the General Securities Sales Supervisor Qualification Examination — evaluates a registered representative's proficiency and knowledge of securities industry rules and particular statutory provisions applicable to supervising sales activities of options at a branch office.

This exam comprises 55 scored questions with an additional five unscored "pretest" questions. Applicants have one-hour and 30-minutes to complete the exam. The passing score is 70%.

The Series 7 (or foreign equivalent) is a prerequisite for this examination. The Series 7 licensed representative must be associated with and sponsored by a FINRA member firm for eligibility to take the Series 9 exam. Along with the Series 10, the Series 9 exam is required to qualify for the Series 8 branch office manager (BOM) supervising principal license. Either exam may be taken first; the sequence does not matter.
The Series 9 Test Bank includes (3) 55 question exams that are timed. Each exam allows (2) attempts.
$49.99
Mastery Exam: Series 63: Uniform Securities Agent State Law Examination
The Series 63 exam - the Uniform Securities Agent State Law - developed by NASAA and administered for NASAA by FINRA, evaluates an entry-level registered representative's proficiency in understanding the principles of state securities regulations reflected in the Uniform Securities Act with NASAA rule amendments prohibiting dishonest and unethical business practices. The exam provides state securities administrators a basis to evaluate an applicant's knowledge and understanding of state law and regulations. This exam is comprised of 60 scored questions and 5 unscored "pretest" questions. Applicants have one-hour and 15-minutes to complete the exam. The passing score is 72%. The Series 63 does not have any prerequisites and can be taken without being sponsored by a FINRA member firm. However, to transact securities business, an individual must also take and pass the Series 6 or Series 7 and be associated with and sponsored by a FINRA member firm.
The Series 63 Test Bank includes (4) 60 question exams that are timed. Each exam allows (2) attempts.
$49.99
Mastery Exam: Series 65: Uniform Investment Adviser Law Examination
The Series 65 exam - the Uniform Investment Adviser Law - developed by NASAA and administered for NASAA by FINRA, evaluates an entry-level proficiency to provide investment advice to clients and in understanding the principles of state securities regulations reflected in the Uniform Securities Act with NASAA rule amendments prohibiting dishonest and unethical business practices. The exam provides state securities administrators with a basis to evaluate an applicant's knowledge and understanding of state law and regulations. This exam comprises 130 scored questions and 10 unscored "pretest" questions. Applicants have three-hours to complete the exam. The passing score is 72%.
The Series 65 Test Bank includes (4) 130 question exams that are timed. Each exam allows (2) attempts.
$49.99
Mastery Exam: Series 66: Uniform Combined State Law Examination
The Series 66 exam - the Uniform Combined State Law - developed by NASAA and administered for NASAA by FINRA, evaluates entry-level proficiency to provide investment advice and effect securities transactions for clients, as well as understanding the principles of state securities regulations reflected in the Uniform Securities Act with NASAA rule amendments prohibiting dishonest and unethical business practices. The exam provides state securities administrators with a basis to evaluate an applicant's knowledge and understanding of state law and regulations. This exam comprises 100 scored questions and 10 unscored "pretest" questions. Applicants have two-hours and 30-minutes to complete the exam. The passing score is 73%. The Series 7 is a co-requisite for this examination but either exam can be taken first and the Series 66 does not require FINRA member firm sponsorship. The Series 7 licensed representative, however, must be associated with and sponsored by a FINRA member firm.
The Series 66 Test Bank includes (4) 100 question exams that are timed. Each exam allows (2) attempts.
$49.99
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