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Exam Prep Courses

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Course Title Price
Training Bundle - Series 6 & 63
This bundled combo pack allows you access to the Series 6 and the Series 63 study materials at a reduced rate.
$199.00
SIE: Securities Industry Essentials Exam
The SIE exam - comprises 75 scored questions with an additional 10 unscored "pretest" questions. Applicants have 105 minutes to complete the exam. The passing score is 70%. The Series 6 or Series 7 Specialized Knowledge (Top-Off) Exam is required to become fully licensed.
$179.00
Series 6
The Series 6 “top-off” exam (or Specialized Knowledge Exam) is comprised of 50 scored questions with an additional 5 unscored "pretest" questions. Applicants have 90 minutes to complete the exam. The passing score is 70%. The Series 6 “top-off” exam (or Specialized Knowledge Exam) plus the corequisite Securities Essentials Exam (SIE) are required to become licensed as a representative.
$200.00
Series 7
The Series 7 “top-off” exam (or Specialized Knowledge Exam) is comprised of 125 scored questions with an additional 10 unscored "pretest" questions. Applicants have 225 minutes to complete the exam. The passing score is 72%. The Series 7 “top-off” exam (or Specialized Knowledge Exam) plus the corequisite Securities Essentials Exam (SIE) are required to become licensed as a representative.
$287.00
$165.00
Series 9
The Series 9 exam - the General Securities Sales Supervisor Qualification Examination - evaluates a registered representative's proficiency and knowledge of securities industry rules and particular statutory provisions applicable to supervising sales activities of options at a branch office.

This exam comprises 55 scored questions with an additional five unscored "pretest" questions. Applicants have one-hour and 30-minutes to complete the exam. The passing score is 70%.

The Series 7 (or foreign equivalent) is a prerequisite for this examination. The Series 7 licensed representative must be associated with and sponsored by a FINRA member firm for eligibility to take the Series 9 exam. Along with the Series 10, the Series 9 exam is required to qualify for the Series 8 branch office manager (BOM) supervising principal license. Either exam may be taken first; the sequence does not matter.
$250.00
Series 10
This exam comprises 145-scored questions with an additional 10-unscored "pretest" questions. Eligible representatives have 4-hours to complete the exam with a passing score of 70%. The Series 7 (or foreign equivalent) is a prerequisite for this examination. The Series 7 licensed representative must be associated with and sponsored by a FINRA member firm for eligibility to take the Series 10 or 9 exams. Along with the Series 9, the Series 10 exam is required to qualify for the Series 8 branch manager license. Either exam may be taken first, sequence does not matter.
$315.00
Series 24
The exam measures the degree to which each candidate possesses the knowledge needed to perform the critical functions of a general securities principal, including the rules and statutory provisions applicable to the supervisory management of a general securities broker-dealer. The Series 24 consists of 150 scored questions and an additional 10 unscored pretest questions. Candidates are given three hours and 45 minutes to complete the exam. The passing score is 70 percent.
$390.00
Series 63
The Series 63 exam - the Uniform Securities Agent State Law - developed by NASAA and administered for NASAA by FINRA, evaluates an entry-level registered representative's proficiency in understanding the principles of state securities regulations reflected in the Uniform Securities Act with NASAA rule amendments prohibiting dishonest and unethical business practices. The exam provides state securities administrators a basis to evaluate an applicant's knowledge and understanding of state law and regulations. This exam is comprised of 60 scored questions and 5 unscored "pretest" questions. Applicants have one-hour and 15-minutes to complete the exam. The passing score is 72%. The Series 63 does not have any prerequisites and can be taken without being sponsored by a FINRA member firm. However, to transact securities business, an individual must also take and pass the Series 6 or Series 7 and be associated with and sponsored by a FINRA member firm.
$105.00
Series 65
The Series 65 exam - the Uniform Investment Adviser Law - developed by NASAA and administered for NASAA by FINRA, evaluates an entry-level proficiency to provide investment advice to clients and in understanding the principles of state securities regulations reflected in the Uniform Securities Act with NASAA rule amendments prohibiting dishonest and unethical business practices. The exam provides state securities administrators with a basis to evaluate an applicant's knowledge and understanding of state law and regulations. This exam comprises 130 scored questions and 10 unscored "pretest" questions. Applicants have three-hours to complete the exam. The passing score is 72%.
$210.00
Series 66
The Series 66 exam - the Uniform Combined State Law - developed by NASAA and administered for NASAA by FINRA, evaluates entry-level proficiency to provide investment advice and effect securities transactions for clients, as well as understanding the principles of state securities regulations reflected in the Uniform Securities Act with NASAA rule amendments prohibiting dishonest and unethical business practices. The exam provides state securities administrators with a basis to evaluate an applicant's knowledge and understanding of state law and regulations. This exam comprises 100 scored questions and 10 unscored "pretest" questions. Applicants have two-hours and 30-minutes to complete the exam. The passing score is 73%. The Series 7 is a co-requisite for this examination but either exam can be taken first and the Series 66 does not require FINRA member firm sponsorship. The Series 7 licensed representative, however, must be associated with and sponsored by a FINRA member firm.
$260.00

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If you purchase an individual exam prep course, you will have access to that course for six (6) months. Exam prep subscriptions provide one (1) year access to unlimited NRS exam prep courses. If ordered, books will be printed and mailed within 7- 10 business days; we cannot ship to PO Boxes – please provide a street address.

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